Sharon Siu Ling Tsoi
蔡少玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Siu Ling Tsoi (蔡少玲), a licensed former licensee with CE reference AXG004. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-04-29 | 2011-12-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-04-29 | 2011-12-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-04-29 | 2011-12-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-04-29 | 2011-12-03 |