Thomas James Durell White
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas James Durell White ( ), a licensed former licensee with CE reference AXE219. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-04-21 | 2011-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-04-21 | 2011-05-12 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-04-21 | 2011-05-12 |