Kam Kei Yip
葉錦基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kei Yip (葉錦基), a licensed former licensee with CE reference AXE194. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-17 | 2024-08-06 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-17 | 2024-08-06 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-01 | 2019-06-23 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2019-06-23 |