Robert Stuart Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Stuart Adams ( ), a licensed former licensee with CE reference AXD828. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-08-07 | 2017-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-08-07 | 2017-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2014-08-07 | 2017-11-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-07-27 | 2014-05-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2014-05-08 |