Johnny Chin

CE No. AXC531 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Chin (), a licensed former licensee with CE reference AXC531. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2018-09-13 2019-09-13
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2018-09-13 2019-09-13
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2011-04-04 2018-06-23
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-04-04 2018-06-23
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 - Providing automated trading services 2011-04-04 2013-11-01

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