Shujin (SFC:AXB928) Chen

陳姝瑾
CE No. AXB928 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shujin (SFC:AXB928) Chen (陳姝瑾), CE reference AXB928. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
CSOP Asset Management Limited
南方東英資產管理有限公司
Rep Type 4 — Advising on securities 2025-11-17 present
CSOP Asset Management Limited
南方東英資產管理有限公司
Rep Type 9 — Asset management 2025-11-17 present
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 4 — Advising on securities 2019-12-27 2025-09-24
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
Rep Type 4 — Advising on securities 2017-01-16 2019-10-11
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 4 — Advising on securities 2013-11-06 2016-11-30
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 4 — Advising on securities 2011-03-30 2013-01-24

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