Francois-Xavier Nicholas Simon Pustoc'h
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francois-Xavier Nicholas Simon Pustoc'h ( ), a licensed former licensee with CE reference AXA077. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-23 | 2015-09-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-23 | 2015-09-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-03 | 2012-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2012-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-18 | 2011-06-18 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-03-18 | 2011-06-18 |