Julian Jerome Ulmer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Jerome Ulmer ( ), a licensed former licensee with CE reference AWZ925. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Asset Management (Hong Kong) Limited 源盛資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2013-05-08 | 2015-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-08-06 | 2012-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-08-06 | 2012-11-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2012-08-06 | 2012-11-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2012-08-06 | 2012-11-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2012-05-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2012-05-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-01 | 2012-05-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-08-01 | 2012-05-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-17 | 2011-06-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-17 | 2011-06-17 |