Lu Bian
邊璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Bian (邊璐), a licensed former licensee with CE reference AWZ273. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2016-06-27 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-24 | 2016-06-27 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-16 | 2011-10-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-16 | 2011-10-24 |