Glenn Allen Nurmi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glenn Allen Nurmi, a licensed former licensee with CE reference AWV234. This person has 7.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2022-03-03 | 2024-09-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-13 | 2022-03-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-01-28 | 2019-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-01-28 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-01-28 | 2019-09-16 |