Naomi Takagi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naomi Takagi, a licensed former licensee with CE reference AWU656. This person has 6.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-08 | 2025-09-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-03-24 | 2017-03-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-10-13 | 2016-10-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-02-23 | 2016-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Naomi Takagi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.