Naomi Takagi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naomi Takagi ( ), a licensed former licensee with CE reference AWU656. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-08 | 2025-09-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-03-24 | 2017-03-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-10-13 | 2016-10-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-02-23 | 2016-04-11 |