Han (SFC:AWU106) Guo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han (SFC:AWU106) Guo ( ), a licensed former licensee with CE reference AWU106. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-14 | 2013-01-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-02-14 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-02-14 | 2013-01-25 |