Ruchi Rohan Dasadia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruchi Rohan Dasadia ( ), a licensed former licensee with CE reference AWT991. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-09 | 2026-03-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-02-14 | 2014-11-21 |