Sau Ha Tse
謝秀霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ha Tse (謝秀霞), a licensed former licensee with CE reference AWQ531. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-25 | 2013-06-28 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-14 | 2011-03-19 |