Alf Werrmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alf Werrmann ( ), a licensed former licensee with CE reference AWQ445. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-01-31 | 2012-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-01-31 | 2012-10-25 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-31 | 2012-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-31 | 2012-10-25 |