Jin Yin Elaine Lim

CE No. AWQ436 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Yin Elaine Lim (), a licensed former licensee with CE reference AWQ436. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2013-04-08 2016-05-03
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2013-04-08 2016-05-03
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2013-04-08 2016-05-03
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 - Dealing in securities 2011-01-17 2013-01-24
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2011-01-17 2013-01-24

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