Jin Yin Elaine Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Yin Elaine Lim ( ), a licensed former licensee with CE reference AWQ436. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-04-08 | 2016-05-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-04-08 | 2016-05-03 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-04-08 | 2016-05-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-17 | 2013-01-24 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-17 | 2013-01-24 |