Po Yi (SFC:AWQ112) Li
李寶兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Yi (SFC:AWQ112) Li (李寶兒), a licensed former licensee with CE reference AWQ112. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-27 | 2023-06-22 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-27 | 2023-06-22 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-03-27 | 2023-06-22 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-27 | 2023-06-22 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-01 | 2023-03-02 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
RO | Type 4 — Advising on securities | 2022-06-01 | 2023-03-02 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-22 | 2022-06-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-22 | 2022-06-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2022-04-22 | 2023-03-02 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-29 | 2022-03-06 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-07 | 2022-03-06 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-07 | 2022-03-06 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-26 | 2020-09-07 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-26 | 2020-09-07 |
| Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-09 | 2020-05-11 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-01-03 | 2020-05-11 |
| Zhonghao International Investment Consulting Co., Limited 中豪國際投資咨詢有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-01-03 | 2020-05-11 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-01 | 2020-05-11 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-01 | 2020-05-11 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-08 | 2016-11-01 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-08 | 2016-11-01 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-30 | 2016-07-30 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-30 | 2016-07-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2015-06-15 | 2015-07-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-18 | 2015-07-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-18 | 2015-07-06 |