Kai Kwong Tang
鄧啟光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Kwong Tang (鄧啟光), a licensed former licensee with CE reference AWP840. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-06-22 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-06-22 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-06-09 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-06-09 | 2024-01-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-09 | 2024-01-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-09 | 2024-01-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-13 | 2021-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-13 | 2021-03-09 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-12 | 2015-04-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-01-12 | 2015-04-13 |