Leo Chapman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Chapman ( ), a licensed former licensee with CE reference AWP232. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-19 | 2019-10-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-19 | 2011-10-30 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2011-01-05 | 2011-04-30 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2011-01-05 | 2011-04-30 |