Roland Thomas Broda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Thomas Broda ( ), a licensed former licensee with CE reference AWO960. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2011-12-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-01-03 | 2011-12-01 |