Roland Thomas Broda
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Thomas Broda, a licensed former licensee with CE reference AWO960. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-03 | 2011-12-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-03 | 2011-12-01 |