Roland Thomas Broda

CE No. AWO960 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roland Thomas Broda (), a licensed former licensee with CE reference AWO960. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2011-01-03 2011-12-01
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 — Dealing in futures contracts 2011-01-03 2011-12-01

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