Szu-Wei Chen
陳思維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Szu-Wei Chen (陳思維), a licensed former licensee with CE reference AWO626. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2019-04-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2018-07-03 | 2019-04-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-03 | 2011-12-01 |