Sum Yin (SFC:AWO457) Wong
黃心妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yin (SFC:AWO457) Wong (黃心妍), a licensed former licensee with CE reference AWO457. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-12-28 | 2016-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-12-28 | 2016-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-12-28 | 2016-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-12-28 | 2016-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-12-28 | 2016-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-12-28 | 2016-07-29 |