Yiu Nam (SFC:AWN387) Chan
陳耀南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Nam (SFC:AWN387) Chan (陳耀南), CE reference AWN387. Currently licensed at 2 firm(s): Crosby Securities Limited, Emperor Corporate Finance Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-12-02 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-28 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-22 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2018-08-28 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-25 | 2016-08-22 |