Liyuan Tao
陶理原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyuan Tao (陶理原), a licensed former licensee with CE reference AWK183. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-09 | 2025-02-28 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-11-08 | 2017-06-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-12-08 | 2012-05-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2010-12-08 | 2012-05-12 |