Ning (SFC:AWJ815) Li
李宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:AWJ815) Li (李宁), CE reference AWJ815. Currently licensed at 1 firm(s): Victory Securities Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-08-22 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-12 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2011-02-07 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-03-07 | 2022-08-22 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-24 | 2022-03-07 |