Xiao Luo
罗晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Luo (罗晓), a licensed former licensee with CE reference AWJ409. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-23 | 2013-09-05 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-12-23 | 2013-09-05 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.