Mark Joseph Pearce Serocold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Joseph Pearce Serocold, a licensed former licensee with CE reference AWI427. This person has 5.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2012-05-02 | 2016-04-05 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2012-05-02 | 2016-04-05 |
| Neuberger Berman Asia Limited | Rep | Type 9 - Asset management | 2012-05-02 | 2016-04-05 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-11-23 | 2012-04-13 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-11-23 | 2012-04-13 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-11-23 | 2012-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Joseph Pearce Serocold during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.