Vicky Way Kay Wu

胡鍏淇
CE No. AWI156 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vicky Way Kay Wu (胡鍏淇), a licensed former licensee with CE reference AWI156. This person has 1.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-06-27 2012-08-01
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2012-06-27 2012-08-01
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2011-01-31 2012-08-01
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2010-11-18 2012-08-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vicky Way Kay Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Ho Fu Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Wang Cheung Lau Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Ka Wing Poon Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Jessica Man Yi Lee Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Hongjun Xie Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Terry Chin Lung Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Siu Chun Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Wai Leung Chu Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Yi Pin Lo Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Ka Hung Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Ho Hei Chau Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Kwok Hung Chau Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Yu Fong Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Chi Kwan Kee Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Chia-Pei Lin Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Jiarong So Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Joseph Kar Min Cheng Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Eric Chi Wai Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Alvin Kwun Lin Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2012
Hon Fai Chan Yuanta Asia Investment (Hong Kong) Limited 2010–2012
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