Erica Shao-Ning Krautheim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erica Shao-Ning Krautheim ( ), a licensed former licensee with CE reference AWG056. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-25 | 2025-03-07 |
| Franklin Templeton Asia Pacific Alternatives Limited 富蘭克林鄧普頓亞太資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-05 | 2023-04-28 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | 2022-10-20 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-24 | 2022-06-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-08 | 2014-03-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2014-03-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-16 | 2014-03-18 |