Ka Chun (SFC:AWD948) Lau
劉家峻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun (SFC:AWD948) Lau (劉家峻), a licensed former licensee with CE reference AWD948. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-15 | 2011-07-14 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-15 | 2011-07-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-27 | 2011-03-11 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-27 | 2011-03-11 |