Wen Geng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Geng, a licensed former licensee with CE reference AWC781. This person has 9.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 - Asset management | 2016-09-05 | 2020-10-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-25 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-25 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-25 | 2016-01-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-11-01 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-11-01 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2010-11-01 | 2015-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Geng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.