Wen Geng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Geng ( ), a licensed former licensee with CE reference AWC781. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2016-09-05 | 2020-10-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-06-25 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-06-25 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-06-25 | 2016-01-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-11-01 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-11-01 | 2015-05-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-11-01 | 2015-05-18 |