Yu Soo Choi

CE No. AWC050 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Soo Choi (), a licensed former licensee with CE reference AWC050. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 - Dealing in securities 2014-04-14 2016-01-18
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2014-04-14 2016-01-18
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 - Advising on securities 2014-04-14 2016-01-18
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2014-04-14 2016-01-18
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2011-08-03 2012-12-17
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-08-03 2012-12-17
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2010-10-15 2011-06-18
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2010-10-15 2011-06-18

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