Wai Ho (SFC:AWA607) Liu
廖偉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho (SFC:AWA607) Liu (廖偉豪), a licensed former licensee with CE reference AWA607. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-15 | 2022-02-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-15 | 2022-02-28 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-22 | 2017-10-30 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-22 | 2017-10-30 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-22 | 2017-10-30 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2015-01-12 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-30 | 2015-01-12 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-30 | 2015-01-12 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-24 | 2012-04-27 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-11 | 2012-04-27 |