Andrew Thomas McCarthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Thomas McCarthy ( ), a licensed former licensee with CE reference AVY497. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-30 | 2010-10-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-09-30 | 2010-10-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-30 | 2010-10-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-09-30 | 2010-10-25 |