Albert Do
王先浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Do (王先浩), a licensed former licensee with CE reference AVY415. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-28 | 2022-10-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-28 | 2022-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-11-16 | 2018-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-11-16 | 2018-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-11-16 | 2018-03-27 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2012-01-03 | 2014-11-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-03 | 2014-11-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-30 | 2011-11-10 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-30 | 2011-11-10 |