Hsien Hsu Tseng
曾賢序
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsien Hsu Tseng (曾賢序), a licensed former licensee with CE reference AVX017. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-02 | 2016-11-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2016-09-02 | 2016-11-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-24 | 2012-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-03 | 2012-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-09-15 | 2012-04-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-15 | 2011-01-03 |