Zhuopu Xiao
肖琢璞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuopu Xiao (肖琢璞), a licensed former licensee with CE reference AVV209. This person has 5.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YONXI Securities Limited 雍熙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-30 | 2023-01-20 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-19 | 2020-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-11 | 2017-04-21 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-31 | 2011-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuopu Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.