Zhuopu Xiao
肖琢璞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuopu Xiao (肖琢璞), a licensed former licensee with CE reference AVV209. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| YONXI Securities Limited 雍熙證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-30 | 2023-01-20 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-19 | 2020-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-11 | 2017-04-21 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-08-31 | 2011-11-26 |