Yin (SFC:AVS035) Zhang
張胤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin (SFC:AVS035) Zhang (張胤), a licensed former licensee with CE reference AVS035. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2019-02-18 | 2022-05-31 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-02 | 2019-02-12 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-11 | 2018-03-02 |
| Spruce Light Asset Management Company Limited 雲映資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-11 | 2019-02-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-08-12 | 2017-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-08-12 | 2017-09-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-16 | 2016-05-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-16 | 2016-05-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2010-08-23 | 2013-03-30 |