Sarah Louise Cooper
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Louise Cooper, CE reference AVR887. Currently licensed at 2 firm(s): Merrill Lynch Far East Limited, Merrill Lynch (Asia Pacific) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-10-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-09-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-09-01 | present |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-01 | 2010-12-16 |