Denis Wai Kei Lam
林煒淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denis Wai Kei Lam (林煒淇), a licensed former licensee with CE reference AVR641. This person has 1.0 year of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-28 | 2011-09-01 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-03-28 | 2011-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-01-03 | 2011-03-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-12 | 2011-03-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-12 | 2011-01-03 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Denis Wai Kei Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.