Denis Wai Kei Lam
林煒淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denis Wai Kei Lam (林煒淇), a licensed former licensee with CE reference AVR641. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-28 | 2011-09-01 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-28 | 2011-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-01-03 | 2011-03-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-08-12 | 2011-03-14 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-12 | 2011-01-03 |