Ek Pon Tay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ek Pon Tay ( ), a licensed former licensee with CE reference AVQ761. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-17 | 2015-03-24 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-17 | 2015-03-24 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2011-01-25 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2010-08-09 | 2010-12-30 |