Saurabh Devendra Singh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saurabh Devendra Singh ( ), a licensed former licensee with CE reference AVO929. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-16 | 2019-12-17 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | 2019-08-01 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2016-06-21 | 2018-06-08 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2011-06-27 |