Chen (SFC:AVO586) Chen
陳辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:AVO586) Chen (陳辰), CE reference AVO586. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-02 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-02 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2019-06-06 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-01 | 2019-06-06 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-01 | 2019-06-06 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-02 | 2015-10-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-02 | 2015-10-30 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-02 | 2015-10-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2012-06-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-03 | 2012-06-25 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-27 | 2010-11-22 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-27 | 2010-11-22 |