Chin Kiu Chan
陳展翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Kiu Chan (陳展翹), a licensed former licensee with CE reference AVM792. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2020-09-24 | 2024-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-09-24 | 2024-08-02 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2020-09-24 | 2024-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2020-09-24 | 2024-08-02 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2020-09-24 | 2024-08-02 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-07 | 2015-02-26 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-20 | 2013-05-22 |