Ching Yau Li
李靜悠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yau Li (李靜悠), a licensed former licensee with CE reference AVM352. This person has 6.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-23 | 2017-04-02 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-15 | 2011-03-01 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-10-15 | 2011-03-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-12 | 2011-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Yau Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.