Ling Guan
關玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Guan (關玲), a licensed former licensee with CE reference AVM304. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-30 | 2020-01-19 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-30 | 2020-01-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-30 | 2020-01-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-30 | 2020-01-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-28 | 2014-08-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2014-08-11 |