Ling Guan
關玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Guan (關玲), a licensed former licensee with CE reference AVM304. This person has 9.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-30 | 2020-01-19 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-30 | 2020-01-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-30 | 2020-01-19 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-30 | 2020-01-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-28 | 2014-08-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-16 | 2014-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Guan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.