Samuel Ming Sum Kwok
郭銘琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ming Sum Kwok (郭銘琛), CE reference AVL823. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 — Providing credit rating services | 2022-08-02 | present |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2016-11-01 | 2022-08-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-09 | 2014-07-04 |