Xiaolin (SFC:AVL538) Zheng
鄭小林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolin (SFC:AVL538) Zheng (鄭小林), a licensed former licensee with CE reference AVL538. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-12 | 2014-08-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-26 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-26 | 2011-08-29 |