Ka Man (SFC:AVK955) Yip
葉家旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:AVK955) Yip (葉家旻), a licensed former licensee with CE reference AVK955. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles-Lim Capital Limited |
Rep | Type 9 — Asset management | 2013-01-14 | 2015-07-03 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-11 | 2012-08-25 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-05 | 2012-01-31 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-08-05 | 2012-01-31 |