Wai Yee Kwok
郭慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Kwok (郭慧儀), a licensed former licensee with CE reference AVK944. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-23 | 2013-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-23 | 2013-09-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2013-02-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-29 | 2013-02-14 |